Number of shares
As of September 30, 2011
| Outstanding shares | |
|---|---|
| Common Stock | 1,650,147,352 |
| The 4th Preferred Stock | 24,072,000 |
| The 5th Preferred Stock | 258,799,500 |
| Total | 1,933,018,852 |
Major Shareholders
As of September 30, 2011
Common Stock
| Company Name | Number of shares held | Percentage of total outstanding shares(%) |
|---|---|---|
| CERBERUS NCB ACQUISITION, L.P., GENERAL PARTNER CERBERUS AOZORA GP L.L.C. |
821,469,000 | 49.78 |
| Aozora Bank, Ltd. | 155,893,248 | 9.45 |
| ORIX Trust and Banking Corporation (Trust Account 5200011) |
104,174,000 | 6.31 |
| THE CHASE MANHATTAN BANK 385036 | 53,853,547 | 3.26 |
| The Master Trust Bank of Japan, Ltd. (Trust Account) | 22,026,000 | 1.33 |
| STATE STREET BANK AND TRUST COMPANY | 20,972,336 | 1.27 |
| Japan Trustee Services Bank, Ltd. (Trust Account) | 19,438,000 | 1.18 |
| CHASE MANHATTAN BANK GTS CLIENTS ACCOUNT ESCROW | 17,375,075 | 1.05 |
| THE BANK OF NEW YORK, NON-TREATY JASDEC ACCOUNT | 12,834,566 | 0.78 |
| DEUTSCHE BANK AG LONDON-PB NON-TREATY CLIENTS 613 | 12,349,000 | 0.75 |
| GOLDMAN, SACHS & CO. REG | 12,316,044 | 0.75 |
| Others | 397,446,536 | 24.09 |
| Total | 1,650,147,352 | 100.00 |
- Notes
-
- The chart above was compiled based on the shareholder’s registry as of September 30, 2011.
- As of November 17, 2008, CERBERUS NCB ACQUISITION, L.P., GENERAL PARTNER CERBERUS AOZORA GP L.L.C. became the Parent Company of the Bank as set out in Regulations Concerning Terminology, Forms and Methods of Preparation of Financial Statements, etc. Article8-3. This was a result of an increase in the number of shares held by the aforementioned shareholder, as well as a decrease of the total number of voting rights of all shareholders due to the buyback of common shares by the Bank. Also, on the same date, the aforementioned shareholder came under the category of Majority Shareholder under Article 14-7-1-2 of the Order for Enforcement of the Financial Instruments and Exchange Act and the Bank and the aforementioned shareholder became Joint Holders under the Financial Instruments and Exchange Act Article 27-23-6.
The 4th Preferred Stock
| Company Name | Number of shares held | Percentage of total outstanding shares(%) |
|---|---|---|
| Deposit Insurance Corporation | 24,072,000 | 100.00 |
The 5th Preferred Stock
| Company Name | Number of shares held | Percentage of total outstanding shares(%) |
|---|---|---|
| Resolution and Collection Corporation | 258,799,500 | 100.00 |
