Number of shares

As of September, 30, 2009

	Outstanding shares
Common Stock	1,650,147,352
The 4th Preferred Stock	24,072,000
The 5th Preferred Stock	258,799,500
Total	1,933,018,852

Major Shareholders

As of September, 30, 2009

Common Stock

Company Name	Number of shares held	Percentage of total outstanding shares(%)
CERBERUS NCB ACQUISITION, L.P., GENERAL PARRNER CERBERUS AOZORA GP L.L.C.	750,659,000	45.49
Aozora Bank, Ltd.	155,890,395	9.45
ORIX Corporation	149,975,500	9.09
J.P. MORGAN CLEARING CORP-SEC	71,669,000	4.34
The Master Trust Bank of Japan, Ltd. (Trust Account)	20,931,000	1.27
Japan Trustee Services Bank, Ltd. (Trust Account)	20,661,000	1.25
GOLDMAN. SACHS & CO. REG	13,547,082	0.82
THE CHASE MANHATTAN BANK, N.A. LONDON SECS LENDING OMNIBUS ACCOUNT	12,716,719	0.77
LEHMAN BROTHERS INTERNATIONAL(EUROPE)	12,115,494	0.73
Shinsei Bank, Limited	10,839,000	0.66
STATE STREET BANK AND TRUST COMPANY 505041	9,564,326	0.58
Others	421,578,836	25.55
Total	1,650,147,352	100.00

Notes:	1.	The chart above was compiled based on the list of shareholders as of September 30, 2009.
	2.	The Standing proxy of CERBERUS NCB ACQUISITION, L.P., GENERAL PARTNER CERBERUS AOZORA GP L.L.C. submitted a Major Shareholding Report (Change in shareholding) to the Head of Kanto Local Finance Bureau on March 26, 2009 (mandated reporting date: March 19, 2009). This report stated the number of common shares held by the aforementioned shareholder as 821,469,000 which represented 42.50% of all shares issued by the Bank including preferred shares. However, these numbers were different from those on the latest list of shareholders, and as such, the Bank was unable to confirm the actual number of shares held by the aforementioned shareholder. Also, this document acknowledges the ownership ratio against total common shares issued by the Bank.
	3.	As of November 17, 2008, CERBERUS NCB ACQUISITION, L.P., GENERAL PARRNER CERBERUS AOZORA GP L.L.C. become the Parent Company of the Bank as set out in Regulations Concerning Terminology, Forms and Methods of Preparation of Financial Statements, etc. Article8-3. This was a result of an increase in the number of shares held by the aforementioned shareholder, as well as a decrease of the total number of voting rights of all shareholders due to the buyback of common shares by the Bank. Also, on the same date, the aforementioned shareholder came under the category of Majority Shareholder under Article 14-7-1-2 of the Order for Enforcement of the Financial Instruments and Exchange Act and the Bank and the aforementioned shareholder became Joint Holders under the Financial Instruments and Exchange Act Article 27-23-6.
	4.	ORIX Corporation submitted a Major Shareholding Report (Change in shareholding) to the Head of Kanto Local Finance Bureau on October 9, 2009 (mandated reporting date: October 9, 2009). This report stated the number of common shares held by ORIX Corporation as 500, which represented 0.00% of all shares issued by the Bank including preferred shares, resulting from disposition of the shares of the Bank by entrustment to ORIX Trust and Banking Corporation.
	5.	ORIX Trust and Banking Corporation submitted a Major Shareholding Report to the Head of Kanto Local Finance Bureau on October 9, 2009 (mandated reporting date: October 9, 2009). This report stated the number of common shares held by ORIX Trust and Banking Corporation as 149,974,000 which represented 7.76% of all shares issued by the Bank including preferred shares, resulting from the acquisition of the shares of the Bank by entrustment from ORIX Corporation on October 9, 2009. Also, this document acknowledges the ownership ratio against total common shares issued by the Bank. This ratio was 9.09%.

The 4th Preferred Stock

Name	Number of shares held	Percentage of total outstanding shares(%)
Deposit Insurance Corporation	24,072,000	100.00

The 5th Preferred Stock

Name	Number of shares held	Percentage of total outstanding shares(%)
Resolution and Collection Corporation	258,799,500	100.00